Profile
Lou Milano
Chief Compliance Officer
Lou Milano is the Chief Compliance Officer at SMArtX Advisory Solutions, overseeing regulatory compliance and risk management. With over 40 years of experience in the securities industry, he has led compliance efforts at Fortune 500 firms, including Prudential-Bache Securities, Citicorp, and Daiwa Securities.
Before joining SMArtX in 2014, Lou built a robust compliance program for Natixis North America and previously managed an equities broker-dealer for KBC. He began his career at the NYSE and worked as an Options Inspector for AMEX.
Lou holds a Paralegal Degree from NYU and a B.A. from Marist College. He maintains multiple securities licenses, including Series 3, 4, 5, 7, 14, 15, 24, 66, and 79.